In shortForce must be necessary and proportionate, and whether it was reasonable is judged afterwards, with time to consider and often with footage.

The framework also notes that the European Convention on Human Rights applies, including Articles 2, 3 and 8, and that retaliatory or excessive force can breach the Convention. Any suspected breach "must be reported to the governor and Prison Group Director for investigation" (paras 4.1 and 4.2).

Where the power to use force comes from

The Use of Force Policy Framework explains that force in prisons rests on:

  • Prison Rule 47 (and Rule 50 for young offender institutions).
  • Section 3 of the Criminal Law Act 1967.
  • Section 76 of the Criminal Justice and Immigration Act 2008.
  • The common law.

The test: necessity and proportionality

In practice the test boils down to necessity and proportionality. Force must be needed to achieve a lawful aim such as preventing harm, preventing escape, enforcing lawful orders or protecting property.

  • No other reasonable means would achieve that aim.
  • No more force than necessary is used for as short a time as possible.
  • Staff must be able to show force was necessary and not excessive, and reports must explain why alternatives were not used (para 3.7).

Reporting duties: log, statement, footage and collusion

In shortLog within 24 hours, write your statement from free recall within 72 hours, do not watch footage first and do not collude; repeated failures can lead to discipline.

  • Log the incident24 hoursOn the digital system
  • Statement72 hoursFrom the incident, with exceptions such as injury
  • Footage before writingNot allowedCCTV or body-worn video

After force is used, you must log the incident on the digital system within 24 hours, and complete a use of force statement within 72 hours of the incident (framework paras 20.2 and 20.3). There are exceptions, for example where an officer is injured and cannot write.

The statement should be your own account of what you did and why, including why you considered force necessary and why alternatives were not used. The framework says the account should be a freely recalled one, and that staff must not view CCTV or body-worn video footage before writing their statement.

It also says you must not collude with colleagues about what to write (para 20.6). An account written from memory is a record of what you perceived at the time, which is what the reasonableness test looks at, whereas a statement written after watching footage can conflate two things and invite suspicion of collusion.

Use of force reporting at a glance (England and Wales; Use of Force Policy Framework, Sept 2025)
StepRequirementReference
Log the incidentWithin 24 hours on the digital systemFramework para 20.2
StatementWithin 72 hours of the force, subject to exceptions such as injuryFramework para 20.3
How to write itFrom free recall; why force was necessary; why alternatives were not usedParas 3.7, 20.6
FootageDo not view CCTV or body-worn video before writingPara 20.6
ColleaguesDo not collude on what to writePara 20.6
Not completing statementsCan lead to performance management or disciplinePara 20.7
ScrutinyMonthly committee review of body-worn video, CCTV and statements; all PAVA, baton use and injuries to prisoners reviewedPara 22.5

Check your Local Use of Force policy for establishment detail. Wording above is a summary of the published framework.

How incidents are reviewed and when they become investigations

In shortMost reviews end with feedback or no further action, but a possible breach can lead to a formal investigation under PSI 06/2010 using the civil test of reasonableness.

Every prison has a use of force committee that reviews body-worn video, CCTV and statements monthly, and that reviews all uses of PAVA, batons and incidents where a prisoner was injured (framework para 22.5). Most reviews end with feedback, learning or no further action.

If something looks like a possible breach, the framework says a formal investigation can be commissioned under PSI 06/2010, the Conduct and Discipline instruction. It sets out the civil test of reasonableness, asking two questions.

Question (i)
Did the officer hold an honest and objectively reasonable belief that force was necessary?
Question (ii)
Was the force used reasonable?
No hindsight
Investigators are told to ask whether another officer in the moment would have decided the same, not what is known after the event (paras 22.7 and 22.8).

Where concerns come from

Concerns can arise from:

  • A committee review.
  • A prisoner complaint.
  • A colleague's report.
  • An injury.
  • A Prisons and Probation Ombudsman inquiry.
  • An inspection.

Prisoner complaints about staff conduct

Prisoner complaints about staff conduct are handled under the same instruction. The Prisoner Complaints Policy Framework (para 4.14) says allegations of staff misconduct must be dealt with under PSI 06/2010, and in the youth estate allegations go through child protection procedures. Complaints in petitions are treated the same way.

A complaint does not mean discipline will follow, but it can start an investigation, and you should not contact the complainant about it.

Your rights in an HR investigation

In shortThe 2013 PSI 06/2010 text, the only public version, gives 48 hours' written notice, accompaniment, a typed interview note and a 28 working day target; treat it as what to ask HR, not the current rules.

  • Interview notice48 hoursAt least, in writing (2013 text)
  • Investigation target28 working daysExtendable with documented reasons

The 22 July 2013 re-issue of PSI 06/2010, the only public text we could open, sets out rights that we expect to remain broadly similar but cannot confirm:

Staff must give all reasonable cooperation. You cannot be forced to answer, but you should be reminded that reasonable conclusions may be drawn if you refuse after proper warning, and you need not answer a question if the answer could incriminate you.

Because use of force allegations can overlap with criminal law, it is sensible to ask your POA representative before any interview whether there is any criminal dimension. Our guide to what to expect in an HR investigation goes through the process.

  • Notice of an investigation interview is at least 48 hours in writing.
  • You must be told it is part of a disciplinary investigation.
  • You may be accompanied by a trade union representative or work colleague.
  • A typed note of the interview must be given to you and your comments recorded.
  • The target for the investigation is 28 working days, extendable with documented reasons.
Free toolMisconduct process navigatorAnswer a few questions about where you are (informal chat, investigation, police interview, hearing or appeal) and see the published steps, what is verified and what to ask HR or your union about.Open the free navigator

When police or the PPO may become involved

In shortNo published threshold says when HMPPS refers force cases to police; the PPO handles prisoner complaints and deaths in custody but does not decide staff discipline.

Police
The framework does not set out when HMPPS refers a use of force case to police, and we have not found a published threshold, so we do not state one. Excessive or unlawful force can in principle amount to an offence such as assault, and the defences recognised in the framework, including section 3 of the Criminal Law Act 1967 and section 76 of the Criminal Justice and Immigration Act 2008, apply to prison officers like anyone else. If police investigate, the rights under PACE Code C apply; see our guide to the interview under caution.
Prisons and Probation Ombudsman
It investigates complaints from prisoners and deaths in custody. It does not hold staff discipline data and does not decide staff discipline, according to its response to a Freedom of Information request on 10 November 2025. Staff interviewed by the PPO may be accompanied by a colleague or union representative, and the framework says evidence given is not admissible in disciplinary proceedings without the person's consent, but may be disclosed to courts where the law requires.

If you are told you are a witness rather than a suspect

  • Ask for that in writing.
  • Ask who is interviewing you and under what rules.
  • If the position changes during questioning, the interview should stop for a caution to be given.

Writing your statement well: practical points

In shortA good statement is factual, specific and honest, written from your own recall, and never quietly edited after seeing footage.

A good statement is factual, specific and honest. Use plain language and avoid opinions about the prisoner's character. It says:

  • Who was present, and what you saw and heard.
  • What you perceived as the risk.
  • What you said and did, in order.
  • What force you used (the technique, location and duration), and why.
  • Why alternatives such as talking, de-escalation or withdrawal were not suitable at that moment, as the framework expects.
  • What happened afterwards, including injuries, healthcare and handover.
  1. Log the incident on the digital system within 24 hours.
  2. Write your statement from your own memory within 72 hours (unless an exception applies), without viewing CCTV or body-worn video.
  3. Cover the risk you perceived, what you did, why force was needed and why alternatives were not suitable.
  4. Do not discuss or compare statements with colleagues.
  5. Submit it, keep a note of when you did so, and tell your POA representative if there is a complaint.
  6. If an investigation starts, ask for notice in writing, ask whether any criminal element exists and ask your representative to attend.

Honest recall: what to do and not do

Do

  • If you do not remember something, say so.
  • If your recollection of the order of events is uncertain, say that.
  • Ask your manager how addenda are handled locally.
  • If you were hurt or traumatised, say so and ask for support; tell a manager if you need more time within the framework's exceptions.
  • Speak to the POA if you feel under pressure to submit something inaccurate.

Do not

  • Do not guess.
  • Do not reconstruct the order of events from other accounts.
  • Do not attempt to reconcile your account with a colleague's: the framework tells you not to collude.
  • Do not change the statement after seeing footage without making clear what you have changed and why.

Outcomes, employment rights and where to go next

In shortOutcomes range from no further action to a hearing; sanction lists and appeal deadlines are not public, and tribunal time limits changed on 1 October 2026.

  • Tribunal time limitSix monthsFrom 1 October 2026 (previously three), after Acas early conciliation
  • Unfair dismissal qualifying serviceTwo yearsUntil 31 December 2026; six months for effective dates on or after 1 January 2027

An investigation may reach one of the outcomes below. The formal sanction list, warning durations and appeal deadlines for England and Wales are in sections of PSI 06/2010 that are not public, so we do not state them.

Your outcome letter must tell you how to appeal; read it carefully and ask your representative to explain the deadline on the day.

If you are dismissed, you may be able to bring an employment tribunal claim, after contacting Acas for early conciliation, which pauses the clock. Some dismissals need no qualifying period. A union or solicitor can advise on a claim; see unfair dismissal tribunals.

  • Force was reasonable.
  • There is learning only.
  • There is a case for informal action.
  • There should be a disciplinary hearing.

If you are worried or being investigated, in this order

  • Get POA advice first.
  • Then gather facts and records.
  • Then use your employer's support.
  • Use our free misconduct process navigator to see where you are in the process.
  • Use the misconduct response pack if you want a structure for your own timeline and questions. Neither replaces advice.
Paid toolMisconduct response packA structured workbook for organising your own timeline, documents, questions for your representative and preparation notes. It does not replace advice from the POA or a solicitor.See the response pack

Wellbeing, private prisons and other settings

In shortUse employee assistance, your GP and your POA representative, check which policies apply outside the public estate, and keep a calm record of any delays.

Being the subject of an allegation after a violent incident is stressful, and officers who were themselves hurt can feel doubly exposed. The Counter Corruption framework requires a wellbeing risk assessment for staff arrested, suspended or excluded in corruption cases, and most establishments offer employee assistance and support through managers and the POA. Use them.

Public estate
The framework we reviewed covers the public prison estate in England and Wales.
Private prisons
They apply their own contracts and procedures alongside the national requirements, and staff are employed by the operator, so their disciplinary rules differ.
Scotland and Northern Ireland
They have separate arrangements. If you work outside the public estate, ask your employer and union which policies apply, and which version is in force on the date of the incident.

Look after yourself

  • Tell your GP if you are struggling with sleep, anxiety or flashbacks.
  • Ask your representative to raise any health needs with the investigator, as happened in a published 2026 tribunal case where Occupational Health advice shaped how a hearing was run.

Frequently asked questions

How long do I have to write a use of force statement?

The framework says you must complete the statement within 72 hours of the use of force, with the incident logged on the digital system within 24 hours. There are exceptions, for example where you are injured. Write it from your own memory, and do not wait until you have seen footage or spoken to colleagues.

Can I watch the CCTV or body-worn video before writing my statement?

No. The Use of Force Policy Framework says staff must not view footage before writing their statement and must not collude with colleagues. The account should be from free recall. If you later want to add something after seeing footage, say clearly that it is an addendum and why.

What test is used to judge whether my force was reasonable?

The civil test of reasonableness: whether you held an honest and objectively reasonable belief that force was necessary, and whether the force used was reasonable. Investigators are told to ask whether another officer in the moment would have decided the same, not what is known with hindsight (framework paras 22.7 and 22.8).

Will a prisoner complaint automatically lead to a disciplinary hearing?

No. Complaints about alleged staff misconduct are handled under PSI 06/2010, but a complaint can result in no action, informal action, or a formal investigation. A formal investigation also does not automatically lead to a hearing. Do not contact the complainant, and speak to your POA representative.

Can I be prosecuted for using force on a prisoner?

In principle, unlawful or excessive force can be an offence, and the legal defences in the framework (section 3 Criminal Law Act 1967, section 76 Criminal Justice and Immigration Act 2008, common law) apply. The framework does not say when police are called in.

If police investigate, you have the right to free legal advice before any interview under caution.

Does the Prisons and Probation Ombudsman decide my discipline?

No. The PPO investigates complaints and deaths in custody but, according to its November 2025 FOI response, holds no data on staff disciplinary action and does not decide staff discipline. That is for HMPPS. Evidence you give to the PPO is not admissible in disciplinary proceedings without your consent, but courts can require disclosure.

Is the process the same in Scotland and Northern Ireland?

No. This guide covers England and Wales. The Scottish Prison Service and Northern Ireland Prison Service have their own codes and use of force rules, and the published versions we have seen carry old review dates. Check with SPS or NIPS HR and your union.

Sources